Dialogues in Cardiovascular Medicine - Vol 16 . No. 2 . 2011Alexander Lyon, MA, BM, BCh, MRCP, PhD Walport Clinical Lecturer in Cardiology - Department of Cardiac MedicineNational Heart and Lung Institute - Imperial College - Flowers Building 4th floor - London SW7 2AZ - UK(e-mail: a.lyon@imperial.ac.uk / www1.imperial.ac.uk/medicine/people/a.lyon)Dialogues Cardiovasc Med. 2011;16:129-139
Effects of enalapril on mortality in severe congestive
The effect of spironolactone on morbidity
heart failure. Results of the CONSENSUS…
and mortality in patients with severe heart failure
Consensus Trial Study Group. N Engl J Med. 1987 B. Pitt et al; RALES Investigators. N Engl J Med. 1999
Effect of enalapril on mortality and the develop-
ment of heart failure in asymptomatic patients with
on survival in severe chronic heart failure
reduced left ventricular ejection fractions
M. Packer et al; COPERNICUS Study Group. SOLVD Investigators. N Engl J Med. 1992
Effect of captopril on mortality and morbidity
in patients with left ventricular dysfunction after
morbidity in patients with chronic heart failure…
M. A. Pfeffer, et al; CHARM Investigators and Committees. Lancet. 2003 M. A. Pfeffer et al. N Engl J Med. 1992
Amiodarone or an implantable cardioverter-
defibrillator for congestive heart failure
MERIT-HF Study Group. Lancet. 1999 G. H. Bardy et al; SCD-HeFT Investigators.
The Cardiac Insufficiency Bisoprolol Study II
Ivabradine and outcomes in chronic heart failure
(SHIFT): a randomised placebo-controlled study
CIBIS-II Investigators and Committees. Lancet. 1999 K. Swedberg et al; SHIFT Investigators. Lancet. 2010
Selection of seminal papers by Karl Swedberg, MD, PhD
Department of Emergency and Cardiovascular Medicine
Sahlgrenska Academy - University of Gothenburg - SWEDEN
Copyright 2011 LLS SAS. All rights reserved
Dialogues in Cardiovascular Medicine - Vol 16 . No. 2 . 2011Summaries of Ten Seminal Papers - Lyon Effects of enalapril on mortality in severe congestive heart failure. Results of the Cooperative North Scandinavian Enalapril Survival Study (CONSENSUS) N Engl J Med. 1987;316:1429-1435
hronic heart failure (CHF) has developed into
at 12 months was due to an absolute difference of 20 pa-
epidemic proportions during the second half
tients between the study arms. But the denominator was
of the 20th century. Life expectancy has in-
small (126 and 127 patients) by the scale of later trials,
Ccreasedby2to3decadesoverthecourseof andthesurvivalcurvesclearlyshowanearlydivergence,
the last century, and with this has come the
which continues through the follow-up period.
HF epidemic, not least due to the aging population, andalso improved survival from acute myocardial infarction.
In addition to reducing mortality, enalapril treatment also
However, up to the second half of the 1980s, life expectancy
significantly improved symptoms, with 42% patients receiv-
from CHF was grim, with 50% mortality within 1 year of di-
ing enalapril improving by at least one NYHA class score,
agnosis following an admission with acute decompensation
versus 22% in the placebo arm. These figures demonstrate
of CHF. Against this malignant background, numerous ef-
not only the benefit of ACE inhibitors upon symptoms
forts had been made to improve prognosis with diuretics
in this debilitating condition, but also the importance of
and nitrate-based vasodilators without significant impact.
the placebo effect, particularly with close monitoring inresearch trial participants, reinforcing the critical impor-
CONSENSUS (COoperative North Scandinavian ENalapril
tance of blinding and randomization in clinical trials.
SUrvival Study) was the first study that changed the land-scape of pharmacological therapy for CHF, and ushered in
An interesting observation was that the mortality benefit
the paradigm of neurohormonal blockade as a therapeutic
was almost entirely due to death from progressive pump
strategy, which influenced the hard end points of mortality
failure (50% relative risk reduction [RRR]), whereas no ben-
and hospitalization. Conducted across 35 Scandinavian hos-
efit upon sudden cardiac death (SCD) was observed. Initial-
pitals, 253 patients with acute decompensated HF (NYHA
ly it was concluded that ACE inhibitors do not reduce SCD.
Class IV symptoms) were randomized in a double-blinded
However, this result probably reflects this patient popula-
manner to receive enalapril, starting at 5 mg twice daily
tion with New York Heart Association (NYHA) class IV
(2.5 mg in high-risk patients), with uptitration to a target
symptoms, where SCD does occur, but at a low rate (10%)
of 20 mg bid, or placebo. Patients were required at base-
relative to death from pump failure, and hence the trial
line to have dilated hearts and be stabilized upon medical
was underpowered to demonstrate benefit on SCD in the
therapy with diuretics, digoxin, and other vasodilators, but
were excluded if they had experienced a recent myocardialinfarction.
Subsequent 10-year follow-up was reported by the investi-gators, with the benefit of enalapril lasting for at least 4
Remarkably, the trial was halted when mean follow-up was
years, and placebo arm survivors received the benefits of
still less than 1 year (188 days) by the ethical review panel
ACE inhibition as they were commenced upon enalapril
due to the significant reduction in the enalapril arm. Enala-
after unblinding. However, attrition in this patient popula-
pril treatment reduced the primary end point of all-cause
tion with advanced heart failure was relentless, with only
mortality in absolute terms by 18% at 6 months and 16% at
5 patients alive at 10 years. More work was required!
12 months, translating as 40% and 31% relative risk reduc-tion at these time points, respectively. The magnitude ofthis therapeutic benefit had only been seen in the contem-porary thrombolysis trials of the 1980s, and this trial en-sured that angiotensin-converting enzyme (ACE) inhibitorshave been written into every guideline for advanced conges-tive cardiac failure. Interestingly, the difference in mortality
Dialogues in Cardiovascular Medicine - Vol 16 . No. 2 . 2011Summaries of Ten Seminal Papers - Lyon Effect of enalapril on mortality and the development of heart failure in asymptomatic patients with reduced left ventricular ejection fractions N Engl J Med. 1992;327(10):685-691
he SOLVD (Study of Left Ventricular Dysfunc-
SOLVD-Prevention reported strong trends toward a reduc-
tion) investigators studied the influence of an-
tion in mortality (8%), and in particular cardiovascular
giotensin-converting enzyme (ACE) inhibitors
mortality secondary to progressive pump failure (12%), in
Tinheartfailure(HF)patientswithmildersymp- theenalapriltreatedarm,butthesewerenotstatistically
significant, and therefore one has to conclude that, at least
(COoperative North Scandinavian ENalapril SUrvival Study).
in the duration of follow-up (mean 37.4 months), there was
The SOLVD investigators screened 39 924 patients with HF
no mortality benefit in this asymptomatic HF population
and a reduced left ventricular ejection fraction (LVEF) be-
with reduced LVEF. However, there was a significant reduc-
fore enrolling 2569 patients in the treatment trial for pa-
tion in HF hospitalization, and when presented a reduction
tients with symptomatic HF and reduced ejection fraction
in death or HF hospitalization the beneficial effect of enala-
(≈87% in New York Heart Association [NHYA] II or III), and
pril was statistically different, with a 3.9% absolute risk re-
a further 4228 patients with asymptomatic left ventricular
duction (20% relative risk reduction) at follow-up. It is in-
dysfunction (LVEF <35%) into the SOLVD-Prevention study.
teresting to contrast these reductions with those achievedin CONSENSUS of advanced symptomatic HF, and SOLVD
It is interesting to reflect upon the SOLVD-Prevention
treatment with moderately symptomatic heart failure, and
study from a 2011 viewpoint. In the 1980s and 1990s, hav-
reflect the graded benefit of ACE inhibitors on the heart
ing HF symptoms was a critical element for diagnosis.
failure populations with increasing symptom severity.
Hence the strategy to “prevent” HF was in essence preven-tion of the complications of chronic HF, expressed as death,
This trial also evaluated progression to development of
hospitalization, or symptom development. While still con-
HF symptoms, reported as HF development in light of
tentious, perhaps contemporary HF specialists may con-
contemporary definitions as discussed above. Enalapril
sider this strategy “stabilization” rather than “prevention,”
significantly reduced the proportion of patients develop-
unless the heart recovers normal function. The large num-
ing HF symptoms (29.8% vs 38.6%), and the time to symp-
bers in SOLVD-Prevention also reinforce the disconnect
tom development (median time 8.3 months in the placebo
between symptoms and LVEF in patients with chronic HF,
arm was extended to 22.3 months for the same number of
highlighting the limitations of using either, or any other
clinical parameter, in isolation as a single stratifying valueto categorize HF patients.
Analogous to the CONSENSUS trial, the 12-year follow-upof the SOLVD trial demonstrated that the benefit of ACE
SOLVD-Prevention randomized this patient group to enala-
inhibition lasts for several years, but that by 12 years the
pril 2.5 mg twice daily, uptitrated to 10 mg twice daily, or
enalapril and placebo arms had met, with <5% survival. A
placebo. An interesting observation in light of the evolu-
final comment is that in an era which preceded the Inter-
tion of trial design was that all patients in both study arms
net and modern electronic record keeping, remarkably,
received a test dose of the active study drug for 1 week.
only 7/4228 patients were lost to follow up, reflecting the
Few if any trials would employ such a strategy in 2011,
efficient organization of this large multicenter internation-
particularly due to risk of unblinding, but tolerance to the
al trial for which the investigators must be commended.
drug, particularly regarding concerns of ACE inhibitor–induced hypotension, dictated that this was deemed anappropriate strategy. Although presented as a trial in asymp-tomatic patients, a third were reported to be in NHYAclass II, with, by definition, limiting symptoms on moder-ate exertion. Dialogues in Cardiovascular Medicine - Vol 16 . No. 2 . 2011Summaries of Ten Seminal Papers - Lyon Effect of captopril on mortality and morbidity in patients with left ventricular dysfunction after myocardial infarction. Results of the survival and ventricular enlargement trial M. A. Pfeffer, E. Braunwald, L. A. Moyé, L. Basta, E. J. Brown Jr, T. E. Cuddy, B. R. Davis,E. M. Geltman, S. Goldman, G. C. Flaker, et al; SAVE InvestigatorsN Engl J Med. 1992;327(10)669-677
AVE (Survival And Ventricular Enlargement) is a
was attributable to reduction in cardiovascular death from
wonderful example of translational biology from
progressive HF, and in accordance with CONSENSUS
the basic science laboratory to the clinic with a
(COoperative North Scandinavian ENalapril SUrvival Study)
Smajorimpactonthehardendpointsofmortality andSOLVD(StudiesOfLeftVentricularDysfunction),there
and hospitalization in heart failure (HF). In the
was no reduction in sudden cardiac death. Progression of
1980s, Marc and Janice Pfeffer, in the research laboratory
the HF syndrome, with requirement for open-label ACE
of Eugene Braunwald, first developed the rat model of
inhibitors, identified a high-risk subgroup in this trial pop-
surgical myocardial infarction (MI), and then characterized
ulation. Early treatment with captopril significantly reduced
postinfarction left ventricular (LV) remodeling and the
the proportion of patients progressing into this high-risk
adverse pathophysiological sequelae. These adverse remod-
group (5% ARR, 37% RRR). This morbidity benefit also
eling changes were mirrored in patient populations surviv-
translated into a 3% ARR or 22% RRR for hospitalization
ing after acute MI, which were becoming an ever-increasing
with congestive HF. These benefits were consistent across
patient population after the successful introduction of
multiple subgroups (age, previous MI, degree of left ven-
thrombolysis. Braunwald and the Pfeffers demonstrated that
tricular dysfunction, MI territory, β-blocker, and aspirin
treating infarcted rats with the angiotensin-converting en-
use). As frequent in trials of HF and MI, the minority of
zyme (ACE) inhibitor captopril attenuated the adverse post-
women enrolled (18%) lead to nonsignificant differences
MI LV remodeling, with improved survival, and Braunwald
demonstrated similar observations upon LV dimensionsin patients.
The remodeling hypothesis was evaluated with follow-upradionuclide scans in 95% patients. A nonsignificant
The SAVE trial also selected to treat patients early after
(P=0.168) reduction in progressive LV remodeling, when
acute MI, recognizing the importance of a “preventative”
defined as >9% reduction in LVEF, was reported. However
strategy. The SAVE trial recruited patients within 3 days
this may underestimate the benefit as patients with the
post infarction with reduced left ventricular ejection frac-
most severely depressed LVEF at baseline (eg, <25%) are
tion (LVEF <40%), and randomized eligible patients to cap-
unlikely to survive a further reduction of 9% points.
topril therapy, starting at 12.5 mg tds, and uptitrating to atarget of 50 mg tds during follow-up. The investigators
A further interesting observation, given that the patho-
screened eligible patients with a 6.25-mg test dose, with
physiological hypothesis was to target post-MI HF, was a
only 19/2250 patients excluded for symptomatic hypotension
significant reduction in new acute MI events (25% RRR) in
or unstable angina. This was the basis of the “captopril tri-
the captopril-treated group. The potential mechanisms are
al” strategy for commencing angiotensin-converting enzyme
multiple, but this observation initiated the evaluation of
(ACE) inhibitors, which has since disappeared from rou-
ACE inhibitors for treatment of patients with atherosclerosis
tine clinical practice, predominantly due to greater clinical
but without HF, resulting in the subsequent HOPE (Heart
experience, and perhaps also the use of less potent ACE
Outcomes Prevention Evaluation) and EUROPA (EUropean
inhibitors initiated at relatively lower starting doses.
trial on Reduction Of cardiac events with Perindopril instable coronary Artery disease) trials.
Follow-up was exemplary in this pre-Internet era, with only6 out of 2231 enrolled patients, spread across 112 hospitals
The SAVE trial established early ACE inhibition in the treat-
in the USA and Canada, who were lost to follow-up. Cap-
ment of post MI HF, and together with the CONSENSUS
topril treatment resulted in a 5% absolute risk reduction
and SOLVD trials established ACE inhibitors in the treat-
(ARR) in mortality at mean of 42 months follow-up, trans-
lating into a 19% relative risk reduction (RRR). The benefit
Dialogues in Cardiovascular Medicine - Vol 16 . No. 2 . 2011Summaries of Ten Seminal Papers - Lyon Effect of metoprolol CR/XL in chronic heart failure: Metoprolol CR/XL Randomised Intervention Trial in Congestive Heart Failure (MERIT-HF) Lancet. 1999;353(9169):2001-2007
etoprolol is a lipophilic β1-selective antag-
Somewhat at odds with the CIBIS II data, there did not seem
to be a dose-related effect of the benefits with metoprolol
activity, though less selective than biso-
succinate. However, those patients who could only toler-
Mprolol.Thetartratepreparationwasde- atealowdosehadsimilarreductioninheartratetothe
veloped first, but a single dose was insuf-
high-dose group. This may reflect the heterogeneity of
ficient to provide stable 24-hour β-blockade, and therefore
β-adrenergic receptor sensitivity in HF patients. The ab-
a twice-daily dosing regimen was recommended. Metoprolol
solute degree of heart rate lowering from baseline was not
succinate was developed as a slow release, longer-acting,
correlated with mortality benefit, an interesting finding in
once-daily preparation. The metoprolol succinate dose
view of results from the recent SHIFT (Systolic Heart Failure
required to produce equivalent blood metoprolol concen-
Treatment with the If Inhibitor Ivabradine Trial). This may
trations is 33% higher than that of metoprolol tartrate. This
reflect the multiple mechanisms of benefit imparted by
is important as different heart failure (HF) trials have used
β-blockers in HF, with differing thresholds for beneficial
different preparations, and comparisons of the data have
effects on the ventricular cardiomyocytes versus the con-
ducting system, and hence heart rate lowering is a useful,but not absolute, surrogate of β-blocker benefits to the
The MERIT-HF study (MEtoprolol CR/XL Randomized Inter-
vention Trial in congestive Heart Failure) compared meto-prolol succinate controlled release/extended release (CR/XL)
A subgroup of 41 patients was followed with serial cardiac
once daily and placebo in a double-blinded study of 3991
magnetic resonance imaging assessments during the study.
patients. The entry criteria included HF with New York
The treatment group demonstrated significant improve-
Heart Association (NYHA) class II-IV symptoms, and left
ments with reduction in both left ventricular (LV) end-dias-
ventricular ejection fraction (LVEF) <40%. Patients were
tolic and end-systolic volumes, and a mean improvement
randomly assigned metoprolol CR/XL 12.5 mg (NYHA III-
in LVEF of 8% in the metoprolol CR/XL group (29% to 37%;
IV) or 25.0 mg once daily (NYHA II) or placebo. The target
P=0.005). There were no significant changes in the placebo
dose was 200 mg once daily and doses were uptitrated
group. This demonstrated that β-blockers can initiate re-
verse remodeling in chronic HF patients.
The MERIT-HF trial was stopped early, with a mean follow-
Another similarity with the CIBIS II results was the benefit
up period of 1 year, due to a significant mortality reduction
of metoprolol in patients with the most severe cardiac im-
in the metoprolol succinate–treated group versus placebo
pairment and symptoms. In a subgroup of NYHA class III/IV
(7.2% vs 11.0% ARR; 3.8% RRR 34%). There was a significant
patients (mean LVEF 19%), there was a mortality reduction
reduction in sudden cardiac death (RRR, 0.59) and death
of 39% (P=0.008) and hospitalizations with worsening car-
due to worsening heart failure (0.51). MERIT-HF, together
diac failure reduced by 45%. In addition, benefit was seen
with CIBIS II (Cardiac Insufficiency BIsoprolol Study II),
in the elderly (mortality reduction 37% in patients over 65
were the first trials to demonstrate reduction in sudden
years), and patients with diabetes mellitus.
“arrhythmic” death in HF patients, as the ACE inhibitor andamiodarone trials had been neutral for this end point.
MERIT-HF, CIBIS II, and COPERNICUS (Carvedilol Prospec-tive Randomized Cumulative Survival) established β-block-
Metoprolol reduced the number of hospitalizations due to
ers as central therapeutic strategy for chronic HF (class I
worsening heart failure (317 vs 451; P<0.001) and number
indication in all HF guidelines), finally reversing the deeply
of days in hospital due to worsening heart failure (3401 vs
ingrained prejudice of avoiding β-blockers in the HF popu-
Dialogues in Cardiovascular Medicine - Vol 16 . No. 2 . 2011Summaries of Ten Seminal Papers - Lyon The Cardiac Insufficiency Bisoprolol Study II (CIBIS-II): a randomised trial CIBIS-II Investigators and CommitteesLancet. 1999;353(9146):9-13
n 1975, Waagstein et al first proposed the use of
There were significantly fewer hospitalization events in the
β-blockers in heart failure (HF). However the cardi-
bisoprolol-treated group (ARR 6%), including a reduction
ological community reacted with skepticism, not
in admissions for worsening heart failure, hypotension,
I aidedbyaseriesofsubsequentstudiesthatpro- andventriculartachyarrhythmias.Interestingly,bisoprolol
duced contradictory or inconclusive results. During
reduced the mortality of patients in sinus rhythm (ARR
the 1980s, the excessive sympathetic activation and reduc-
6%), but not those in atrial fibrillation. There was also a
tion of β-adrenergic receptor (βAR) density in cardiac failure
trend toward a greater benefit for women with cardiac fail-
patients was identified, leading researchers to hypothesize
ure receiving bisoprolol, although as they were the minority
that antagonism of this system might be beneficial. The
(20% cases), this did not reach statistical significance.
MERIT-HF (MEtoprolol CR/XL Randomized InterventionTrial in congestive Heart Failure) and CIBIS (Cardiac Insuf-
Bisoprolol lowered both baseline heart rate and heart rate
ficiency Bisoprolol Study) trials were the first large trials
variability, and both were significantly related to survival
to confirm irrefutably the beneficial effects of β-blockers
and hospitalization for worsening heart failure, the lowest
basal heart rate and the greatest heart rate control beingassociated with best survival and reduction of hospital
Bisoprolol is the most selective clinically β1AR antagonist.
admissions. Bisoprolol provided benefit across all the high-
The initial CIBIS trial (641 patients) demonstrated a non-
risk groups such as elderly, diabetics, patients with chronic
significant reduction in both mortality (20%) and hospital
renal failure and NYHA class IV patients, reversing the
admissions (30%) in patients receiving bisoprolol. The
previous held belief that β-blockers were less beneficial or
CIBIS II trial was designed to be powered to answer the
even harmful in these high-risk subgroups. The cost-benefit
question of benefit, and was a double-blind, randomized
analysis showed that bisoprolol reduced the cost of care
trial of 2647 patients with stable, but severe chronic car-
for cardiac failure patients by 5% to 10% independent of
diac failure. The patients all had left ventricular ejection
the country and health service assessed.
fraction (LVEF) <35%, New York Heart Association [NYHA]class III-IV symptoms, and were treated with angiotensin-
The final post-hoc analysis demonstrated a dose-related
converting enzyme (ACE) inhibitors and diuretics. The
effect of benefit. Those on the highest dose (10 mg od)
mean LVEF was 27%, 50% of patients had documented
had a 70% reduction in mortality, and those on moderate
coronary artery disease, and 12% had dilated cardiomyo-
dose (5 mg or 7.5 mg od) a 51% mortality reduction, rela-
pathy. The active arm received bisoprolol once daily, with
tive to those on the lowest doses (1.25 mg and 2.5 mg
a starting dose of 1.25 mg, titrated by doubling every 1 to
od), though all were superior to placebo. Patients who
4 weeks up to 10 mg daily or maximum tolerated dose.
withdrew from the bisoprolol group due to drug intoler-
The average dose taken was 8.6 mg daily, with the target
ance had a higher mortality. CIBIS II emphasized the im-
dose of 10 mg daily reached in 43% cases.
portance of uptitration of β-blockers in HF patients inreal-world cardiology practice, and persisting with lower
The CIBIS II trial was stopped at 2 years due to the signifi-
doses in the patients intolerant of highest target doses.
cant reduction in mortality in the bisoprolol-treated groupfrom 17.3% to 11.8% (absolute risk reduction [ARR] 5.5%,relative risk reduction [RRR] 36%). There was a significantreduction in sudden cardiac deaths, but deaths due to“pump failure” and myocardial infarction where not reducedsignificantly. Intriguingly, one third of the difference indeaths between the groups was unexplained (26 of 72). Dialogues in Cardiovascular Medicine - Vol 16 . No. 2 . 2011Summaries of Ten Seminal Papers - Lyon The effect of spironolactone on morbidity and mortality in patients with severe heart failure B. Pitt, F. Zannad, W. J. Remme, R. Cody, A. Castaigne, A. Perez, J. Palensky, J. Wittes;Randomized Aldactone Evaluation Study InvestigatorsN Engl J Med. 1999;341(10):709-717
ejection fraction of 25% to 26% and almost all (>99%) pa-
Study) was a landmark study published in 1999,
tients were in New York Heart Association (NYHA) class
which established aldosterone antagonism as
III or IV. A total of 95% enrolled patients were treated with
Racentraltenetinthemanagementofchronic ACEinhibitorsatbaseline.
heart failure (HF). RALES was conducted in an
era after publication of the angiotensin-converting enzyme
Spironolactone (25 mg once daily) reduced all-cause mor-
(ACE) inhibitor trials, and contemporary teaching was that
tality by 11% at 24 months, which was a 30% relative risk
ACE inhibitors also reduced aldosterone production as
reduction on top of ACE inhibition, confirming the investi-
part of their therapeutic effect. The RALES investigators
gators’ hypothesis that breakthrough aldosterone produc-
had previously recognized that in reality ACE inhibitors
tion in the ACE-inhibitor–treated patient was a detrimental
only transiently suppress aldosterone production, and the
pathophysiological pathway. The mortality benefit was
breakthrough of aldosterone production presented a new
primarily due to cardiovascular death reduction, and in con-
therapeutic target in the ACE-inhibitor–treated patient.
trast to the ACE inhibitor trials, both heart failure progres-sion and sudden cardiac death were reduced significantly.
Aldosterone promotes renal sodium and water retention,
This reduction in sudden “arrhythmic” death is intriguing,
with kaliuresis, but also has direct effects upon the myo-
and raises the question of what are the antiarrhythmic
cardium. Specifically, aldosterone increases extracellular
mechanism(s) of aldosterone blockade. Aldosterone pro-
fibrosis, a pathophysiological process enhanced in the fail-
motes myocardial collagen deposition and fibrosis, which
ing heart. In the 1990s, spironolactone was an established
electrophysiologically can contribute to conduction slowing
treatment of salt and water retention in liver failure, but
or block and unmask the increased repolarization hetero-
at high “diuretic” doses (200+ mg daily). Hyperkalemia
geneity in the failing heart, both of which predispose to
was a recognized complication of both spironolactone, at
wavefront reentry. Aldosterone also directly increases cal-
these high doses, and ACE inhibitors, and there was un-
cium leak from the sarcoplasmic reticulum, which may be a
derstandable concern of combining the two treatments. The
subcellular origin of triggered arrhythmias. Finally, although
RALES investigators performed phase 1 and 2 studies, re-
not formally a diuretic dose, mean serum potassium lev-
porting that low spironolactone doses (12.5-50 mg) were
els were higher in the spironolactone-treated arm (0.30
tolerated in patients taking ACE inhibitors without hyper-
mmol/L). Hypokalemia is proarrhythmic, stimulating IKr
kalemia, and have a physiological effect, reducing circulat-
channel internalization, action potential (and QT) prolon-
ing natriuretic peptide levels. These low spironolactone
gation, and is common in HF patients treated with loop
doses also appear to lack a diuretic effect, with no change
diuretics. Preventing hypokalemia in this patient population
in body weight or urinary sodium. The RALES trial has
may have a significant impact on sudden arrhythmic death.
helped establish the view, at least in the HF community,that spironolactone at 12.5-25 mg doses acts as a direct
Spironolactone caused gynecomastia or breast discomfort
in 10% of men, leading to the development of eplerenoneas a more selective aldosterone antagonist for HF patients.
The RALES investigators enrolled 1663 patients in 195 cen-
However, spironolactone is a cheap drug, and the RALES
ters across 15 countries, demonstrating the amazing logis-
trial has had an enormous effect on the global HF popula-
tical efforts to perform a phase 3 clinical trial. This is all
tion as patients can receive this effective treatment with-
the more remarkable without a large pharmaceutical com-
out the prohibitive costs of a novel “in patent” drug.
pany supporting the trial financially, given the lack of intel-lectual property for spironolactone. The patients enrolledhad advanced symptomatic HF with mean left ventricular
Dialogues in Cardiovascular Medicine - Vol 16 . No. 2 . 2011Summaries of Ten Seminal Papers - Lyon Effect of carvedilol on survival in severe chronic heart failure M. Packer, A. J. Coats, M. B. Fowler, H. A. Katus, H. Krum, P. Mohacsi, J. L. Rouleau, M. Tendera,A Castaigne, E. B. Roecker, et al; Carvedilol Prospective Randomized Cumulative SurvivalN Engl J Med. 2001;344(22):1651-1658
arvedilol has a greater array of pharmacologi-
(11.4%) (absolute risk reduction [ARR] 7.1% relative risk
cal effects than metoprolol and bisoprolol. It
reduction [RRR] 35% at 12 months). Mode of death was not
is an antagonist of β1-, β2-, and α1-adrenergic
reported in the COPERNICUS trial, but the subsequent
Creceptors,andalsohasantioxidanteffects, COMET(CarvedilolOrMetoprololEuropeanTrial)would
beneficial effects on insulin sensitivity, anti-
support both antiarrhythmic effect and prevention of heart
apoptotic activity, reduces hypokalemia, and alters the
failure progression as benefits with carvedilol treatment.
HERG component of the IKr channel.
Total hospitalizations were reduced by 24%, with the impact
Carvedilol was initially assessed with caution in heart fail-
on admission with worsening HF significant, reducing from
ure (HF) patients with minimal symptoms in the late 1980s
23.7% to 17.1% with carvedilol. This corresponded to 40%
and early 1990s in the small US Carvedilol Heart Failure
reduction in the number of days admitted to hospital, which
Studies. On the basis of these studies carvedilol received
had a significant impact on quality of life in this high-risk
a Food and Drug Administration license for HF treatment
patient group with a poor prognosis. These benefits were
in the USA, but the European regulatory authorities re-
independent of sex, age, LVEF and ischemic versus non-
quired a larger randomized double-blinded placebo-con-
ischemic etiology. It was subsequently reported that this
trolled trial, and COPERNICUS (Carvedilol Prospective
reduced rate of hospital admissions led to an estimated
Randomized Cumulative Survival) was designed to meet
overall reduction in the cost of patient care by 11.1% in
the British National Health Service.
COPERNICUS assessed the effect of carvedilol in a more
Carvedilol was well tolerated in this advanced HF popula-
severe group of HF patients compared with the MERIT-HF
tion, with 65% of patients reaching target dose. Due to drug
(MEtoprolol CR/XL Randomized Intervention Trial in con-
intolerance, 14.8% of patients withdrew from the carvedilol
gestive Heart Failure) and CIBIS (Cardiac Insufficiency
arm (18.5% in the placebo arm). A low systolic blood pres-
BIsoprolol Study) trials, which also addressed an important
sure at entry to the study was associated with a reduced
concern regarding the use of β-blockers in the most symp-
likelihood to tolerate maximal carvedilol doses, but this
tomatic HF patients with severely impaired ventricles. A
high-risk patient group also received the greatest benefit
total of 2289 clinically stable patients with New York Heart
from the carvedilol that they could tolerate.
Association (NYHA) class III or IV symptoms, left ventricularejection fraction (LVEF) <25%, and treatment with ACE
A substudy demonstrated that carvedilol lowered N-termi-
inhibitors (or angiotensin receptor blockers [ARBs]) and
nal prohormone of brain natriuretic peptide (NT-proBNP)
diuretics, were randomized to carvedilol or placebo. The
levels, with an elevated NT-proBNP level being a sensitive
starting dose was 3.125 mg bid, doubled fortnightly to a
marker for adverse prognosis in HF patients.
target dose of 25 mg bid. Mean age was 63.4 years and80% of patients were male. A total of 67% patients had is-
The absolute mortality benefits with carvedilol seen in
chemic heart disease as their cause of cardiac failure, and
COPERNICUS are greater than those reported in the
average LVEF was 19%, confirming COPERNICUS as a trial
β-blocker arms of CIBIS II and MERIT-HF. Whether this re-
of more severe cardiac failure than CIBIS II or MERIT-HF.
flects the sicker population, or the superiority of carvedilolas the β-blocker of choice in HF, is a point for discussion.
The trial was stopped early after a prespecified boundary
The subsequent COMET trial demonstrated superiority for
end point had been reached. The mean follow-up was 10.4
carvedilol over metoprolol, but the argument of carvedilol
months. There were 190 deaths in the placebo group (18.5%
versus bisoprolol continues in 2011.
cumulative risk) versus 130 deaths in the carvedilol group
Dialogues in Cardiovascular Medicine - Vol 16 . No. 2 . 2011Summaries of Ten Seminal Papers - Lyon Effects of candesartan on mortality and morbidity in patients with chronic heart failure: the CHARM-Overall programme M. A. Pfeffer, K. Swedberg, C. B. Granger, P. Held, J. J. McMurray, E. L. Michelson, B. Olofsson,J. Ostergren, S. Yusuf, S. Pocock; CHARM Investigators and CommitteesLancet. 2003;362(9386):759-766
hospitalization (3.8% absolute risk reduction [ARR];
Assessment of Reduction in Mortality and mor-
P=0.014) and mortality (4.6% ARR; P=0.02). This is an
bidity) program is in some respects the “mega-
interesting finding for several reasons. It is curious that
Ttrialofmegatrials.”CHARMisthelargesttrial patientsenrolledonACEinhibitortreatmentinCHARM-
program ever undertaken in heart failure (HF)
Added had similar outcomes to those without ACE inhib-
patients, with three trials rolled into one, allowing an over-
itors enrolled in CHARM-Alternative (primary end point in
all analysis in addition to the three parts. The CHARM
placebo arms 40 and 42%), despite superior baseline thera-
investigators compared the angiotensin receptor blocker
py. This may possibly be explained by the sicker population
(ARB) candesartan with placebo in three HF patient popu-
enrolled in CHARM-Added—they were symptomatic de-
lations with mild-to-moderate symptoms (>97% in New
spite ACE inhibitors, with 73% of patients in NHYA class III
York Heart Association [NYHA] classes II and III).
vs 48% in CHARM-Alternative, and in CHARM-Added meanLVEF, systolic blood pressure, and spironolactone prescrib-
The combined analysis in the CHARM-Overall program
ing were lower (LVEF: 28.0% vs 30%, systolic blood pressure:
(7599 patients) showed that candesartan treatment reduced
125 vs 130 mm Hg, spironolactone: 17% vs 23%). Whether
all-cause mortality by 1.6% (P=0.055) at median 37 months,
these small differences are sufficient to account for the
which became statistically significant after a prespecified
paradoxically equal event rate in these two CHARM studies
covariate analysis (P=0.03). Each substudy contained a
different cohort of HF patients, and therefore I will evalu-ate each on its own merits.
CHARM-Added also refuted a clinical concern raised by theVal-HeFT trial regarding triple therapy with ACE inhibitors,
CHARM-Alternative randomized 2028 HF patients with re-
ARBs, and β-blockers. In Val-HeFT, patients receiving these
duced left ventricular ejection fraction (LVEF) of <40%, in-
three agents had higher mortality than those taking two
tolerant of angiotensin-converting enzyme (ACE) inhibitors,
alone, raising concerns that excessive neurohormonal
to candesartan or placebo. At a median of 33.7 months,
blockade may be deleterious. In the CHARM-Added trial,
there was a 7% absolute risk reduction of cardiovascular
the benefits were seen in patients taking ACE inhibitors,
(CV) death or hospitalization (33% vs 40% P=0.0004).
β-blockers, and candesartan (triple therapy). Serendipitous-
The reduction in CV hospitalization was significant (7.8%
ly, only 55% of patients were taking β-blockers in CHARM-
P<0.0001), whereas the mortality reduction was not (3.2%
Added, providing sufficient statistical power to conclude
P=0.07). These findings replicated those reported in Val-
that triple therapy was beneficial, and not harmful.
HeFT (Valsartan Heart Failure Trial), whereas valsartan re-duced hospitalization, but not mortality, in ACE-inhibitor–
CHARM-Preserved was the first trial to investigate the ben-
intolerant patients. These two trials have placed ARBs as
efit of ARBs in patients with heart failure and milder levels
class 1 indication for treatment of HF with reduced LVEF
of LV systolic dysfunction (LVEF >40%). Almost one third
in ACE-inhibitor–intolerant patients.
of patients enrolled had LVEF >60%, a subgroup now de-fined as HF with preserved ejection fraction (HFpEF). Can-
CHARM-Added randomized 2548 patients with HF and re-
desartan reduced CV hospitalizations (2.4% ARR; P=0.04
duced LVEF who were treated with optimal ACE-inhibitor
after covariate adjustment), whereas mortality was un-
doses to treatment with candesartan or placebo. Analogous
changed (11.2% vs 11.3 %). Subsequent trials have shown
to CHARM-Alternative, candesartan reduced the combined
that HFpEF is a difficult clinical problem, with few studies
primary end point of death or hospitalization, although to
demonstrating positive outcomes with pharmacological
a lesser degree (38% vs 42% P=0.01). In contrast to CHARM-
intervention. The reduction in hospitalization seen in
Alternative, there was a significant reduction in both CV
CHARM-Preserved is hence an important finding. Dialogues in Cardiovascular Medicine - Vol 16 . No. 2 . 2011Summaries of Ten Seminal Papers - Lyon Amiodarone or an implantable cardioverter-defibrillator for congestive heart failure G. H. Bardy, K. L. Lee, D. B. Mark, J. E. Poole, D. L. Packer, R. Boineau, M. Domanski, C. Troutman,J. Anderson, G. Johnson, et al; Sudden Cardiac Death in Heart Failure Trial (SCD-HeFT) InvestigatorsN Engl J Med. 2005;352(3):225-237
CD-HeFT (Sudden Cardiac Death in Heart Failure
mias in this patient population. However, it also confirmed
Trial) was a pivotal heart failure (HF) trial published
that the benefits of ICDs come at a price, given the psy-
in 2005 that has molded the care of HF patients in
chological and physical trauma of inappropriate shocks.
Stwocriticalways.Firstly,SCD-HeFTidentifiedthat
in patients with significantly reduced left ventricu-
This trial was published after the MADIT I and II trials
lar systolic function and mild-to-moderate symptoms,
(Multicenter Automatic Defibrillator Implantation Trials),
primary prevention of cardiac death with an implantable
confirming the benefit of ICDs in the postinfarction HF
cardioverter-defibrillator (ICD) significantly reduced mor-
population. SCD-HeFT helped to answer uncertainties re-
tality. Secondly, SCD-HeFT confirmed that chronic prophy-
garding ICD use in dilated cardiomyopathy patients raised
lactic treatment with amiodarone had no benefit in this
by the DEFINITE (DEFIbrillators in Non-Ischemic cardio-
population. These represent two major landmarks for HF
myopathy Treatment Evaluation) trial, which reported a
nonsignificant trend toward benefit from ICD in the dilatedcardiomyopathy population (P=0.08). SCD-HeFT reported
The trial investigators recruited 2251 patients with New
benefit in both ischemic and nonischemic populations,
York Heart Association (NYHA) class II or III symptoms and
confirming the view that the DEFINITE trial was under-
stable HF with reduced left ventricular ejection fraction
powered, and also had a slightly lower risk population
(LVEF) (inclusion criterion LVEF <35%, median 25%) due
(1-year mortality in dilated cardiomyopathy patients 14%
to ischemic or nonischemic cardiomyopathy from multiple
centers across the USA and Canada. Patients were random-ized to amiodarone, ICD, or placebo in a permuted-block
Perhaps the most provocative finding was the interaction
randomization strategy to ensure equal distribution of is-
with NYHA symptom class. In the milder symptom group
chemic and nonischemic, and NHYA class II and III, patients
(NYHA class II) there was an 11.9% absolute risk reduction
in each study arm. Patients were followed up for a median
in mortality (46% RRR), which was highly significant, where-
of 45.5 months, with the vital status of all 2251 patients
as in the NYHA class III patients there was no reduction in
mortality with ICD therapy. This supports the observationsfrom MUSTT (Multicenter UnSustained Tachycardia Trial)
Single-lead ICD therapy resulted in an absolute risk reduc-
and epidemiological studies that SCD represents a greater
tion (ARR) in mortality of 7% over 5 years compared with
proportion of deaths in congestive HF patients with im-
placebo (relative risk reduction [RRR], 23%; P=0.007). This
paired systolic function, but low symptom burden, who
benefit appeared from 18 months post enrollment, suggest-
are potentially more active, compared with a higher rate
ing that the benefit is dependent upon the long-term at-
of “pump failure” death in patients with higher symptom
trition of SCD in this patient population, and the develop-
burden (NYHA class III and IV) for which ICD therapy may
ment of electrical instability is a dynamic process, rather
not be expected to reduce mortality.
SCD-HeFT has made primary prevention ICD therapy a
A number of findings have made this trial even more in-
class 1 indication in HF patients, but with cardiac resyn-
teresting to practicing clinicians caring for HF patients. A
chronization therapy developing in parallel, the use of sin-
total of 31% of patients in the ICD group received shocks,
gle-lead ICD devices in this patient population has become
with 21% appropriate, and presumably life-saving in the
exceedingly rare. Given that SCD-HeFT is the cornerstone
context of the settings used, and 10% inappropriate. The
trial for ICD therapy in HF, perhaps revisiting SCD-HeFT will
annual rate of appropriate shocks was 5%, which may reflect
also ensure more complex dual- and triple-lead devices
the natural incidence of malignant ventricular tachyarrhyth-
are implanted for the correct indications. Dialogues in Cardiovascular Medicine - Vol 16 . No. 2 . 2011Summaries of Ten Seminal Papers - Lyon Ivabradine and outcomes in chronic heart failure (SHIFT): a randomised placebo-controlled study K. Swedberg, M. Komajda, M. Böhm, J. S. Borer, I. Ford, A. Dubost-Brama, G. Lerebours, L. Tavazzi;Lancet. 2010;376(9744):875-885
ystolic Heart Failure treatment with the If inhibitor
β-blockers, for which they were repetitively asked to use
Ivabradine Trial (SHIFT), published last year, was
the highest dose tolerated. Indeed, only 23% of patients
the first trial for 10 years that showed a benefit from
recruited were at target dose for a licensed β-blocker for
Saddinganewdrugtocontemporarypharmacolog- HF,and49%at>50%targetdose.This,therefore,reflects
ical heart failure (HF) therapy. It also confirmed
real-world β-blocker usage. In the subgroup of patients
elevated heart rate (HR) in HF patients in sinus rhythm as
receiving at least 50% of the target dose of β-blocker, effects
on cardiovascular outcomes were not significant apart fromhospital admission for heart failure, which was significant-
The SHIFT investigators recruited 6558 stable HF patients
ly reduced by 19%. This finding might have been related
across 37 countries with New York Heart Association (NYHA)
to the lower event rate in this subgroup (13% per year for
class II-IV symptoms, reduced left ventricular ejection frac-
the primary end point) than in the overall population, re-
tion (LVEF Յ35%), and a sinus HR Ն70 beats per minute
ducing the power of this secondary analysis.
(bpm). HF patients were randomized to the selective Ifcurrent inhibitor ivabradine or placebo. The requirement
The low prevalence of cardiac resynchronization therapy
for a higher resting heart rate was critical, given the previ-
(CRT) and implantable cardioverter-defibrillator (ICD) de-
ous results from the BEAUTIFUL trial (morBidity-mortality
vices (1% and 4%, respectively), was attributed to study
EvAlUaTion of the If inhibitor ivabradine in patients with
design (sinus rhythm had to be present Ն40% of the time
coronary disease and left ventricULar dysfunction) where
and the pacing threshold had to be <60 bpm), which led
individuals with HR <70 bpm were enrolled, potentially
to the exclusion of some patients with pacemakers. Given
neutralizing benefit with respect to ivabradine treatment.
the significant reduction in morbidity and mortality withdevice therapy, further studies are required to determine
Over a median follow up of 22.9 months, ivabradine treat-
if HF patients with CRT and/or ICDs will obtain additional
ment resulted in a significant 5% reduction in the primary
end point of cardiovascular death or hospitalization forworsening HF (24% vs 29%; P<0.0001), with the end point
No differences in sudden cardiac death were observed,
driven by a significant reduction in HF hospitalization (rel-
which could be attributable to the effect of the background
ative risk reduction [RRR] 26%). There was no significant
β-blocker treatment (used in 89% of patients), which has
reduction in all-cause death or cardiovascular death, but
intrinsic electrophysiological effects and is known to affect
deaths from HF were significantly reduced (RRR, 26%). The
benefits were consistent across all prespecified subgroupsand were greatest in patients with a resting HR >77 bpm,
This trial reflects the evolution of HF trial design with the
and ivabradine was well tolerated, with few adverse events.
primary end point encompassing CV mortality and hospi-talization, whereas in the angiotensin-converting enzyme
Ivabradine treatment significantly lowered sinus HR in the
inhibitor and β-blocker trials, all-cause mortality was the
treatment arm, with a net reduction of 10.9 bpm detectable
at 28 days, reducing to 8.1 bpm by the end of follow up.
In summary, the benefit of ivabradine in patients with HF
This trial has raised debate regarding the role for ivabra-
and high resting sinus heart rates (>70 bpm) was established
dine therapy in modern cardiology practice, and in partic-
in SHIFT (Systolic Heart Failure Treatment with the If Inhib-
ular for HF patients receiving guideline-recommended
itor Ivabradine Trial), and in my opinion ivabradine should
therapies, including β-blockade. Investigators were asked
be considered in HF patients in sinus rhythm with elevated
to prescribe according to their routine practice except for
heart rate who have an intolerance to high β-blocker doses.
A Neurobiological Approach to Foreign Policy Analysis: Identifying Individual Differences The Pennsylvania State University and the United States Studies Centre, Sydney Abstract: A great deal of foreign policy analyses relies on social and environmental factors, or anecdotal evidence. In seeking to address this problem in a more systematic manner, we move from an investigation centered around st